Public submissions
This page contains ASIC’s submissions to Parliamentary inquiries, Treasury consultations and draft legislation over the last two years.
2024 submissions
ASIC Parliamentary submissions
Inquiry |
Date |
Submission |
Topic |
|
---|---|---|---|---|
Senate Economics Legislation Committee |
Inquiry into the Scams Prevention Framework Bill 2024 |
December |
Scams |
|
Standing Committee on Economics |
Inquiry into Wealth Management Companies |
November |
Financial services |
|
Parliamentary Joint Committee on Corporations and Financial Services |
Oversight of ASIC, the Takeovers Panel and the Corporations Legislation |
October |
Enforcement |
|
Parliamentary Joint Committee on Law Enforcement |
Inquiry into the capability of law enforcement to respond to money laundering and financial crime |
August |
Enforcement |
|
Joint Standing Committee on Aboriginal and Torres Straight Islander Affairs |
Inquiry into economic self-determination and opportunities for First Nations Australians |
June |
First Nations Australians |
|
Parliamentary Joint Committee on Corporations and Financial Services |
Inquiry into the financial services regulatory framework in relation to financial abuse |
June |
Financial abuse |
|
Senate Economics References Committee |
Inquiry into 91AV and Investments Commission investigation and enforcement |
June |
Enforcement |
|
Parliamentary Joint Committee on Corporations and Financial Services |
Inquiry into wholesale investor and wholesale client tests |
May |
Consumer |
|
Select Committee on Adopting Artificial Intelligence |
Inquiry into the uptake of AI technologies in Australia |
May |
Artificial Intelligence |
|
Senate Economics References Committee | Inquiry into 91AV and Investments Commission investigation and enforcement |
April |
Enforcement |
|
Parliamentary Joint Committee on Corporations and Financial Services | Oversight of ASIC, the Takeovers Panel and the Corporations Legislation (ASIC’s approach to enforcement) | Ìý |
Enforcement |
|
Senate Economics Legislation CommitteeÌý | Inquiry into the Treasury Laws Amendment (Financial Market Infrastructure and Other Measures) Bill 2024 |
April |
Financial Market Infrastructure |
|
Joint Committee of Public Accounts and Audit | Inquiry into Commonwealth Financial Statements 2022-23 |
March |
Governance and Accountability |
|
Standing Committee on Economics | Inquiry into insurers' responses to 2022 major flood claims | March | Insurance | |
Parliamentary Joint Committee on Law Enforcement | Inquiry into the capability of law enforcement to respond to cybercrime | March | Cyber | |
Joint Committee of Public Accounts and Audit | Inquiry into probity and ethics in the Australian Public Sector | March | Governance and Accountability | |
Senate Economics References Committee | Improving consumer experiences, choice, and outcomes in Australia’s retirement system | February | Superannuation and retirement | |
Senate Standing Committees on Legal and Constitutional Affairs | Attorney-General’s Portfolio Miscellaneous Measures Bill 2023 | January | Enforcement |
Treasury consultation submissions
Inquiry |
Date |
Submission |
Topic |
|
---|---|---|---|---|
Treasury | Scams Prevention Framework draft legislation | October | Scams | |
ÌýTreasury | Scams – mandatory industry codes | February | Scams | |
ÌýTreasury | Climate-related financial disclosure: exposure draft legislationÌý | February | Sustainability reporting |
Other submissions
Inquiry |
Date |
Submission |
Topic |
|
---|---|---|---|---|
Department of Industry, Science and Resources |
Safe and responsible AI in Australia |
October |
Artificial intelligence |
2023 submissions
ASIC Parliamentary submissions
Inquiry |
Date |
Submission |
Topic |
|
---|---|---|---|---|
Senate Economics References Committee | Inquiry into 91AV and Investments Commission investigation and enforcement | December | Enforcement | |
Standing Committee on Economics | Inquiry into insurers' responses to 2022 major flood claims | December | Insurance | |
Parliamentary Joint Committee on Law Enforcement | Inquiry into the capability of law enforcement to respond to cybercrime | December | Cyber | |
Parliamentary Joint Committee on Corporations and Financial ServicesÌý | Inquiry into Ethics and Professional Accountability: Structural Challenges in the Audit, Assurance and Consultancy IndustryÌý | September | Governance and accountability | |
Senate Economics References Committee | Inquiry into 91AV and Investments Commission investigation and enforcement | September | Enforcement | |
Parliamentary Joint Committee on Corporations and Financial Services | Oversight of ASIC, the Takeovers Panel and the Corporations Legislation | September | Market operators | |
Joint Committee of Public Accounts and AuditÌý | Inquiry into probity and ethics in the Australian Public SectorÌý | August | Governance and accountability | |
Senate Economics References Committee | Inquiry into 91AV and Investments Commission investigation and enforcement | August | Enforcement | |
Senate Economics References Committee | Inquiry into 91AV and Investments Commission investigation and enforcement | June | Enforcement | |
Senate References Committee on Environment and CommunicationsÌý | Inquiry into greenwashing | June | Greenwashing | |
Parliamentary Joint Committee on Corporations and Financial ServicesÌý | Oversight of ASIC, the Takeovers Panel and the Corporations LegislationÌý | May | Market operators | |
Senate Standing Committee on Rural and Regional Affairs and TransportÌý | Inquiry into Bank Closures in regional AustraliaÌý | April | Other | |
Senate Economics References Committee | Inquiry into 91AV and Investments Commission investigation and enforcementÌý | February | Enforcement |
Treasury consultation submissions
Inquiry |
Date |
Submission |
Topic |
|
---|---|---|---|---|
Treasury | Review of the regulatory framework for managed investment 91AVs | September | Managed investment 91AVs | |
Treasury | Unfair Trading Practices | September | Unfair trading |
Other submissions
Inquiry |
Date |
Submission |
Topic |
|
---|---|---|---|---|
DCCEEW | Climate Active Program Direction Consultation 2023 | December | Climate Active Program |