91AV

Public submissions

This page contains ASIC’s submissions to Parliamentary inquiries, Treasury consultations and draft legislation over the last two years.

2024 submissions

ASIC Parliamentary submissions

Committee

Inquiry

Date

Submission

Topic

Senate Economics Legislation Committee

Inquiry into the Scams Prevention Framework Bill 2024

December

Scams

Standing Committee on Economics

Inquiry into Wealth Management Companies

November

Financial services

Parliamentary Joint Committee on Corporations and Financial Services

Oversight of ASIC, the Takeovers Panel and the Corporations Legislation

October

Enforcement

Parliamentary Joint Committee on Law Enforcement

Inquiry into the capability of law enforcement to respond to money laundering and financial crime

August

Enforcement

Joint Standing Committee on Aboriginal and Torres Straight Islander Affairs

Inquiry into economic self-determination and opportunities for First Nations Australians

June

First Nations Australians

Parliamentary Joint Committee on Corporations and Financial Services

Inquiry into the financial services regulatory framework in relation to financial abuse

June

Financial abuse

Senate Economics References Committee

Inquiry into 91AV and Investments Commission investigation and enforcement

June

Enforcement

Parliamentary Joint Committee on Corporations and Financial Services

Inquiry into wholesale investor and wholesale client tests

May

Consumer

Select Committee on Adopting Artificial Intelligence

Inquiry into the uptake of AI technologies in Australia

May

Artificial Intelligence

Senate Economics References Committee Inquiry into 91AV and Investments Commission investigation and enforcement

April

Enforcement

Parliamentary Joint Committee on Corporations and Financial Services Oversight of ASIC, the Takeovers Panel and the Corporations Legislation (ASIC’s approach to enforcement) Ìý

Enforcement

Senate Economics Legislation CommitteeÌý Inquiry into the Treasury Laws Amendment (Financial Market Infrastructure and Other Measures) Bill 2024

April

Financial Market Infrastructure

Joint Committee of Public Accounts and Audit Inquiry into Commonwealth Financial Statements 2022-23

March

Governance and Accountability

Standing Committee on Economics Inquiry into insurers' responses to 2022 major flood claims March Insurance
Parliamentary Joint Committee on Law Enforcement Inquiry into the capability of law enforcement to respond to cybercrime March Cyber
Joint Committee of Public Accounts and Audit Inquiry into probity and ethics in the Australian Public Sector March Governance and Accountability
Senate Economics References Committee Improving consumer experiences, choice, and outcomes in Australia’s retirement system February Superannuation and retirement
Senate Standing Committees on Legal and Constitutional Affairs Attorney-General’s Portfolio Miscellaneous Measures Bill 2023 January Enforcement

Treasury consultation submissions

Committee

Inquiry

Date

Submission

Topic

Treasury Scams Prevention Framework draft legislation October Scams
ÌýTreasury Scams – mandatory industry codes February Scams
ÌýTreasury Climate-related financial disclosure: exposure draft legislationÌý February Sustainability reporting

Other submissions

Committee

Inquiry

Date

Submission

Topic

Department of Industry, Science and Resources

Safe and responsible AI in Australia

October

Artificial intelligence

2023 submissions

ASIC Parliamentary submissions

Committee

Inquiry

Date

Submission

Topic

Senate Economics References Committee Inquiry into 91AV and Investments Commission investigation and enforcement December Enforcement
Standing Committee on Economics Inquiry into insurers' responses to 2022 major flood claims December Insurance
Parliamentary Joint Committee on Law Enforcement Inquiry into the capability of law enforcement to respond to cybercrime December Cyber
Parliamentary Joint Committee on Corporations and Financial ServicesÌý Inquiry into Ethics and Professional Accountability: Structural Challenges in the Audit, Assurance and Consultancy IndustryÌý September Governance and accountability
Senate Economics References Committee Inquiry into 91AV and Investments Commission investigation and enforcement September Enforcement
Parliamentary Joint Committee on Corporations and Financial Services Oversight of ASIC, the Takeovers Panel and the Corporations Legislation September Market operators
Joint Committee of Public Accounts and AuditÌý Inquiry into probity and ethics in the Australian Public SectorÌý August Governance and accountability
Senate Economics References Committee Inquiry into 91AV and Investments Commission investigation and enforcement August Enforcement
Senate Economics References Committee Inquiry into 91AV and Investments Commission investigation and enforcement June Enforcement
Senate References Committee on Environment and CommunicationsÌý Inquiry into greenwashing June Greenwashing
Parliamentary Joint Committee on Corporations and Financial ServicesÌý Oversight of ASIC, the Takeovers Panel and the Corporations LegislationÌý May Market operators
Senate Standing Committee on Rural and Regional Affairs and TransportÌý Inquiry into Bank Closures in regional AustraliaÌý April Other
Senate Economics References Committee Inquiry into 91AV and Investments Commission investigation and enforcementÌý February Enforcement

Treasury consultation submissions

Committee

Inquiry

Date

Submission

Topic

Treasury Review of the regulatory framework for managed investment 91AVs September Managed investment 91AVs
Treasury Unfair Trading Practices September Unfair trading

Other submissions

Committee

Inquiry

Date

Submission

Topic

DCCEEW Climate Active Program Direction Consultation 2023 December Climate Active Program
Last updated: 17/01/2025 12:57