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5159 media releases found
26 July 2021 MEDIA RELEASE
21-186MR BT Funds Management and Asgard Capital Management ordered to pay a $3m penalty for charging fees for no service and making misleading statements

The Federal Court has imposed civil penalties totalling $3 million against BT Funds Management Limited (BT) ($1.5m) and Asgard Capital Management ...

23 July 2021 MEDIA RELEASE
21-185MR ASIC publishes Cost Recovery Implementation Statement 2020-21 for feedback

ASIC today published its draft Cost Recovery Implementation Statement (CRIS) for 2020-21. The CRIS outlines ASIC’s estimated regulatory costs for ...

22 July 2021 MEDIA RELEASE
21-184MR Former Queensland property developer Craig Gore unsuccessful in criminal appeal

The Queensland Court of Appeal has dismissed an appeal by Mr Craig Kirrin Gore against his conviction on six counts of fraud.  In November 2020, Mr ...

21 July 2021 MEDIA RELEASE
21-183MR ASIC obtains orders to wind up Semantic Software Asia Pacific Limited

On 15 July 2021, the New South Wales Supreme Court ordered that Semantic Software Asia Pacific Limited (Semantic) be wound up on just and equitable ...

21 July 2021 MEDIA RELEASE
21-182MR ASIC bans Gold Coast adviser and cancels AFS licence of Trade Wind Financial Services

ASIC has banned former financial adviser Adam John Bevan for five years from providing financial services, controlling a financial services business, ...

21 July 2021 MEDIA RELEASE
21-181MR ASIC consults on draft guidance for the hawking reforms

ASIC is consulting on proposed updates to its guidance on the prohibition on the hawking of financial products. ASIC’s updated regulatory guide ...

20 July 2021 MEDIA RELEASE
21-180MR ASIC releases reference checking and information sharing protocol for financial advisers and mortgage brokers

ASIC has made the ASIC reference checking and information sharing protocol (ASIC Protocol) that will give effect to the Financial Services Royal ...

20 July 2021 MEDIA RELEASE
21-179MR ASIC appeals Cigno and BHF Solutions Federal Court decision

ASIC has appealed the Federal Court decision which dismissed its allegations that Cigno Pty Ltd (Cigno) and BHF Solutions Pty Ltd (BHF Solutions) ...

20 July 2021 MEDIA RELEASE
21-178MR Dr Roger Munro pleads guilty to fraud charges following ASIC investigation

Dr Roger Munro has pleaded guilty in the District Court of Queensland to three counts of fraud under s408C of the Queensland Criminal Code. Dr Munro ...

19 July 2021 MEDIA RELEASE
21-177MR ASIC publishes Internal Dispute Resolution data dictionary and glossary ahead of pilot

ASIC has released internal dispute resolution (IDR) reporting documents, which will be tested in a pilot involving financial firms from across ...

Last updated: 10/08/2024 11:23