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The Federal Court has imposed civil penalties totalling $3 million against BT Funds Management Limited (BT) ($1.5m) and Asgard Capital Management ...
ASIC today published its draft Cost Recovery Implementation Statement (CRIS) for 2020-21. The CRIS outlines ASIC’s estimated regulatory costs for ...
The Queensland Court of Appeal has dismissed an appeal by Mr Craig Kirrin Gore against his conviction on six counts of fraud. In November 2020, Mr ...
On 15 July 2021, the New South Wales Supreme Court ordered that Semantic Software Asia Pacific Limited (Semantic) be wound up on just and equitable ...
ASIC has banned former financial adviser Adam John Bevan for five years from providing financial services, controlling a financial services business, ...
ASIC is consulting on proposed updates to its guidance on the prohibition on the hawking of financial products. ASIC’s updated regulatory guide ...
ASIC has made the ASIC reference checking and information sharing protocol (ASIC Protocol) that will give effect to the Financial Services Royal ...
ASIC has appealed the Federal Court decision which dismissed its allegations that Cigno Pty Ltd (Cigno) and BHF Solutions Pty Ltd (BHF Solutions) ...
Dr Roger Munro has pleaded guilty in the District Court of Queensland to three counts of fraud under s408C of the Queensland Criminal Code. Dr Munro ...
ASIC has released internal dispute resolution (IDR) reporting documents, which will be tested in a pilot involving financial firms from across ...
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