Information and guides to help to start and manage your business or company.
Information about applying for and maintaining your licence or professional registration
How ASIC regulates financial services and products and what to do when you have a problem with your finances.
Everything you need to know about the areas we regulate.
About us, how we regulate and the laws we administer
You are here:
Additional Australian financial services (AFS) licence conditions imposed on Societe Generale Securities Australia Pty Ltd (SGSAPL) in June 2020 have ...
Geoffrey Anthony Shannon, of Port Macquarie, NSW, has been charged with managing a corporation while disqualified. Mr Shannon was an undischarged ...
The Federal Court has dismissed ASIC’s application in relation to alleged breaches of consumer credit provisions by Cigno Pty Ltd (Cigno) and BHF ...
Life Trading Pty Ltd (‘Life Trading’) has paid a penalty of $200,000, and entered into an enforceable undertaking with ASIC, to comply with an ...
ASIC has updated its class order on exchange traded funds (ETF) to allow ETF issuers to use overseas market makers. ASIC has made ASIC Corporations ...
ASIC has extended existing licensing relief for public offer trustees to include all registrable superannuation entities to ensure that non-public ...
Mr Farmouz Farhaad Mohammed (also known as Fred Mohammed), of Hope Island, Queensland has been found guilty of three counts of fraud and sentenced to ...
Yuhui Weng of Sydney, NSW, has been disqualified from managing companies for three years. Mr Weng was disqualified for his role in the failure of two ...
On 15 June 2021, the Court of Appeal of the Supreme Court of Queensland delivered its decision regarding an appeal against conviction and sentence ...
ASIC has made new market integrity rules for capital, providing important protections for investors and the integrity of the market, whilst ...
Find a media release
Speeches
Articles
Key matters
For journalists
More information
