Registered liquidator disciplinary decisions
Schedule 2 Committee referrals and decisions
Under s40-50 of Schedule 2 to the Corporations Act 2001 ASIC may refer a registered liquidator to a disciplinary committee.
The table below sets out the referrals made by ASIC to a disciplinary committee since 1 March 2017 (when this disciplinary regime started), and the results of those referrals where the committee has decided ASIC should publish information about the committee’s decision.
| Registered Liquidator Name | Date of Referral | Basis of Referral | Date of Decision | Copy of Report and/or Decision |
|---|---|---|---|---|
| Giles Geoffrey WOODGATE | 23 June 2023 | 19 October 2023 |
Committee decision stayed |
|
| Steven NAIDENOV | 29 May 2023 | 21 December 2023 |
24-004MR (for background) |
|
| Richard Ernest AURICHT | 9 December 2022 | 28 June 2023 |
23-187MR (for background) |
|
| Cameron Lindsay DUNCAN | 18 November 2022 | 4 April 2024 |
24-069MR (for background) |
|
| Nicholas James David CROUCH | 11 November 2021 | 24 June 2022 |
22-171MR (for background) |
|
| Katherine Elizabeth BARNET | 10 July 2020 | 13 November 2020 | Ms Katherine Barnet continues to be registered as a liquidator as the Committee was not satisfied that her actions warranted disciplinary action and found that no other disciplinary action should be taken against her. The liquidator’s registration details are available by conducting a search on ASIC’s Register. The Committee did not make an order under s40-55(1)(h) of Schedule 2 to the Corporations Act 2001 (Cth) that ASIC should publish the reasons for the decision. | |
|
William John FLETCHER |
10 July 2020 |
13 November 2020 |
Mr William Fletcher continues to be registered as a liquidator as the Committee was not satisfied that his actions warranted disciplinary action and found that no other disciplinary action should be taken against him. The liquidator’s registration details are available by conducting a search on ASIC’s Register. The Committee did not make an order under s40-55(1)(h) of Schedule 2 to the Corporations Act 2001 (Cth) that ASIC should publish the reasons for the decision. |
|
|
Amanda YOUNG |
1 November 2019 |
3 June 2020 |
20-142MR (for background) |
|
|
Trajan John KUKULOVSKI |
27 May 2019 |
7 January 2021 (AAT) |
21-005MR (for background) |
|
|
Mitchell Warren BALL |
18 March 2019 |
25 November 2019 |
||
|
David Nicholas IANNUZZI |
31 May 2019 |
12 November 2019 |
David Nicholas Iannuzzi’s liquidator registration was cancelled by ASIC on 12 November 2019 following ASIC’s receipt of sealed orders made by the Federal Court on 7 November 2019 in the matter of . As a result of the cancellation the Committee is not able to make a decision on ASIC’s referral and will not consider the matter. |
|
|
David John LEIGH |
12 December 2018 |
22 February 2019 |
||
|
Dennis Anthony TURNER |
20 December 2017 |
8 March 2018 |