91AV

CP 215 Assessment and approval of training courses for financial product advisers: Update to RG 146

Released 19 August 2013. Comments closed 30 September 2013.

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In 2013 we released two consultation papers proposing updates to Regulatory Guide 146 Licensing: training of financial product advisers (RG 146):

  • Consultation Paper 212 Licensing: Training of financial product advisers: Updates to RG 146 (CP 212) on 24 June 2013, and
  • Consultation Paper 215 Assessment and approval of training courses for financial product advisers: Update to RG 146 on 19 August 2013.

The consultation period for both papers closed on 30 September.

We received submissions to each CP and some which addressed both.

Non-confidential submissions appear on this page according to the consultation they responded to:

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Ìý Submissions to CP 215
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Ìý Submissions to both CP 212 and CP 215
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Last updated: 19/08/2013 12:00