CP 244 Remaking ASIC class orders on dealing in underlying investments
Released 4 December 2015. Comments close 15 February 2016.
This consultation paper sets out ASIC’s proposals to remake our class orders on dealing in underlying investments. Under the Legislative Instruments Act 2003, these class orders will expire (‘sunset’) if not remade.
We are seeking feedback from superannuation trustees and responsible entities of registered managed investment 91AVs on our proposals to remake, without significant changes, the following class orders:
- Class Order [CO 02/1161] Licensing relief (dealing) for public offer superannuation entities, which is due to expire on 1 April 2017;
- Class Order [CO 02/1073] Financial Services Guide: Dealing in underlying investments by responsible entities, which is due to expire on 1 April 2017; and
- Class Order [CO 02/1074] Financial Services Guide: Dealing in underlying investments by superannuation trustees, which is due to expire on 1 April 2017.
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