Class orders (1998-2014)

Class orders (1998-2014)

This page lists all class orders issued by ASIC from 1998-2014 that are currently in operation, available for download from . For information about class orders issued in 2014 that have been revoked, repealed or have expired see the superseded听legislative instruments听page.

You can also search our regulatory index for class orders by topic.

See also

Class orders (2014)

Class order number	Title	Commencement date	Subject
	Extension of transitional credit hardship provisions听	02/03/2014	Credit
[CO 14/784]	Approval of auditing standard (see 听补苍诲 )		Auditors Financial reporting
	Offers of CHESS Depository Interests	13/10/2014	Fundraising Financial markets
	Class exemption to the officers of DTCC Data Repository (Singapore) Pte Ltd from Rule 2.1.1 of the ASIC Derivative Trade Repository Rules 2013	18/09/2014	Financial markets
	Record-keeping obligations for Australian financial services licensees when giving personal advice	18/09/2014	Financial services
	Employee incentive 91AVs: Personal offers	30/10/2014	Companies Fundraising Financial services Managed investment 91AVs
	Employee incentive 91AVs: Listed bodies	30/10/2014	Companies Fundraising Financial services Managed investment 91AVs
	Employee incentive 91AVs: Unlisted bodies听	30/10/2014	Companies Fundraising Financial services Managed investment 91AVs
	Relief for 31 day notice term deposits听	22/12/2014	Financial services Banking
	Repeal听of Class Order	19/12/2014	Companies Fundraising

Class orders (2013)

There are no 2013 class orders in operation.

Class orders (2012)

There are no 2012 class orders in operation.

Class orders (2011)

There are no 2011 class orders in operation.

Class orders (2010)

There are no 2010 class orders in operation.

Class orders (2009)

There are no 2009 class orders in operation.

Class orders (2008)

There are no 2008 class orders in operation

Class orders (2007)

There are no 2007 class orders in operation.

Class orders (2006)

There are no 2006 class orders in operation.

Class orders (2005)

There are no 2005 class orders in operation.

Class orders (2004)

Title	Commencement date	Subject
Sydney Futures Exchange Limited: operation of managed discretionary accounts by associate participants 鈥� amendment	11/03/2004	Financial services
CHESS Depositary Nominees 鈥� FSG relief in relation to CHESS Depositary Interests (CDIs)	11/03/2004	Financial services
Investments in unregistered managed investment 91AVs 鈥� amendment	26/03/2004	Managed investment 91AVs
Licensing relief for offshore participants in the market operated by Eurex Frankfurt AG	27/04/2004	Financial markets
Licensing relief for offshore participants in the market operated by Chicago Mercantile Exchange Inc.	27/04/2004	Financial markets
Relief to permit a combined Financial Services Guide and Product Disclosure Statement 鈥� revocation	22/06/2004	Financial services
Law societies: statutory deposit accounts and public purpose funds 鈥� amendment	10/08/2004	Financial services
Dollar disclosure 鈥� transitional relief	06/10/2004	Financial services
Time-sharing 91AVs 鈥� extension of time until 30 June 2005 to belong to an ASIC approved Industry Supervisory Body	30/9/2004	Managed investment 91AVs
Participating property syndicates 鈥� amendment	21/12/2004	Managed investment 91AVs
Investments in unregistered 91AVs 鈥� amendment	14/12/2004	Managed investment 91AVs
Secondary Services: Financial Services Guide relief for experts	22/12/2004	Financial services
Secondary Services: Financial Services Guide relief for arrangers acting under an intermediary authorisation	22/12/2004	Financial services
Wholly-owned entities 鈥� amendment	23/12/2004	Financial reporting

Class orders (2003)

Title	Commencement date	厂耻产箩别肠迟听
Licensing relief for financial services offered because of Regulation 7.1.33C(1)	08/04/2003	Financial services
FSR Act transition 鈥� regulated activities 鈥� deposit products and insurance products	25/07/2003	Financial services Insurance
Pooled development funds: Licensing exemptions for dealing in, and general advice on, own securities	12/08/2003	Financial services Financial advice
Employee share 91AVs 鈥� amendment	30/09/2003	Companies Financial services Fundraising Managed investment 91AVs
Sydney Futures Exchange 鈥� extension of the definition of "member" of a futures organisation	12/11/2003	Financial markets

Class orders (2002)

Title	Commencement date	厂耻产箩别肠迟听
Sydney Futures Exchange 鈥� business rules 鈥� revocation	11/03/2002	Financial markets
The Society of Lloyd鈥檚	11/03/2002	Financial services Managed investment 91AVs Fundraising
FSR Act transition 鈥� regulated activities and securities	11/04/2002	Financial services
FSR Act transition 鈥� regulated activities and insurance brokers	11/04/2002	Financial services Insurance
Old Corporations Act and responsible entities 鈥� certain named 91AVs	11/04/2002	Managed investment 91AVs
SFE Corporation: managed discretionary accounts 鈥� variation	28/06/2002	Managed investment 91AVs
FSR Act transition 鈥� insurance broker registrations	28/06/2002	Financial services Insurance
Participating property syndicates 鈥� amendment	16/07/2002	Managed investment 91AVs
Responsible entities holding futures brokers licences under s1142 (as in force on 10 March 2002)	12/07/2002	Managed investment 91AVs
Sydney Futures Exchange Limited 鈥� associate participants	01/10/2002	Financial markets
Clarification of Corporations Regulation 10.2.74	09/10/2002	Financial services
Australian financial services (AFS) licence numbers in prospectuses	09/10/2002	Financial services Fundraising
Clarification of Corporations Regulation 10.2.74 鈥� amendment	22/11/2002	Financial services
Operators of IDPS-like managed investment 91AVs 鈥� variation of old law licence	20/12/2002	Managed investment 91AVs

Class orders (2001)

Class order number	Title	Commencement date	Subject
	Friendly societies 鈥� risk product disclosure	29/01/2001	Financial services
	Transitional relief from fundraising and debenture provisions: pastoral companies and subsidiaries of banks and life companies 鈥� amendment of Class Order [CO 00/170]	07/03/2001	Fundraising Insurance Banking

Class order
number

Title

Commencement date

Subject

Friendly societies 鈥� risk product disclosure

29/01/2001

Financial services

Transitional relief from fundraising and debenture provisions: pastoral companies and subsidiaries of banks and life companies 鈥� amendment of Class Order [CO 00/170]

07/03/2001

Fundraising

Insurance

Banking

Class orders (2000)

Class order number	Title	Commencement date	厂耻产箩别肠迟听
	Transitional relief from fundraising and debenture provisions: pastoral companies and subsidiaries of banks and life companies	13/03/2000	Fundraising Insurance Banking
听	听	听	听

Class order
number

Title

Commencement date

厂耻产箩别肠迟听

Transitional relief from fundraising and debenture provisions: pastoral companies and subsidiaries of banks and life companies

13/03/2000

Fundraising

Insurance

Banking

听

Class orders (1999)

Class order number	Title	Commencement date	厂耻产箩别肠迟听
	Transitional relief and quorum requirements	06/08/1999	Managed investment 91AVs