91AV

RG 264 Sell-side research

Issued 21 December 2017

This guide is for Australian financial services (AFS) licensees who are involved in providing research. It supplements our guidance in Research report providers: Improving the quality of investment research (RGÌý79). This guide focuses on managing conflicts of interest and inside information when providing sell-side research.

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Consultation

CP 290ÌýSell-side research

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Last updated: 22/06/2021 11:49