REP 360 ASIC enforcement outcomes: January to June 2013
Released 24 July 2013.
This report outlines enforcement outcomes achieved by ASIC during the period 1 January 2013 to 30 June 2013 (the relevant period). The report identifies categories of gatekeeper against whom enforcement action was taken, and highlights examples of conduct targeted during this period.
Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.