REP 386 ASIC supervision of markets and participants: July to December 2013
Released 19 March 2014.
This report summarises key operational statistics and outcomes of ASIC鈥檚 market and participant supervisory functions in relation to ASX, ASX 24, Chi-X and other market licensees for the period 1 July to 31 December 2013.
A summary of ASIC鈥檚 markets-related enforcement outcomes, for the period 1听July to 31 December 2013, is provided in Section C of the report.
Note: This report has been redacted in line with ASIC policy. See听INFO 152听Public comment on ASIC's regulatory activities.