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Between 1 July 2020 to 30 June 2021, ASIC and the ATO conducted 21 joint engagement consultations with directors of selected companies. These ...
ASIC has today released an information sheet on records of advice (ROA) and three ROA examples to provide clarity to financial advisers and advice ...
Zyra Meka of Shepparton, Victoria has been disqualified from managing companies for four years due to her involvement in the failure of four ...
Nicole Robyn Visser of Lemon Tree Passage, NSW, has been disqualified from managing corporations for four years after her involvement in three failed ...
Majid El-Debel of Sydney, NSW, has been disqualified from managing companies for four years for his involvement in three failed companies. Between ...
ASIC has banned Queensland-based adviser Keith Robert McDermott from providing financial services for three years. The three-year ban also prohibits ...
ASIC has moved to shut down unlicensed financial services business A One Multi Services Pty Ltd (A One Multi), which is suspected to be engaging in ...
ASIC has commenced civil penalty proceedings against Ultiqa Lifestyle Promotions Ltd (Ultiqa) for failing to ensure that financial advice to ...
ASIC has commenced civil penalty proceedings in the Federal Court against Ferratum Australia Pty Ltd (Ferratum) for charging prohibited fees and ...
The Commonwealth Bank of Australia (CBA) has pleaded guilty to 30 criminal charges of making false or misleading representations to 165 customers ...
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