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5160 media releases found
7 May 2020 MEDIA RELEASE
20-107MR ASIC warns consumers: Investment advertising is not always ‘true to label’

ASIC warns consumers about investment advertising that compares fixed-term investment products to bank term deposits. A surge in such marketing of ...

7 May 2020 MEDIA RELEASE
20-106MR ASIC disqualifies company directors

ASIC has adopted a practice of issuing combined media releases about administrative action. There is no relationship between the matters or the ...

6 May 2020 MEDIA RELEASE
20-105MR Pershing pleads guilty to mishandling of client monies

On 5 May 2020, Pershing Securities Australia Pty Ltd (PSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to mishandling client monies. ...

6 May 2020 MEDIA RELEASE
20-104MR Former WA director charged with avoiding reporting money transactions and breaching director duties

Mr Craig Robert Dale, 52, of Karrinyup, Western Australia has been charged with one count of dishonestly using his position as a director of Stellar ...

6 May 2020 MEDIA RELEASE
20-103MR Former WA director charged with making false statement

Mr Mark Edwin Armstrong, 59, of Dunsborough in Western Australia, has been charged with making a false or misleading statement to ASIC. An ASIC ...

6 May 2020 MEDIA RELEASE
20-102MR Retail investors at risk in volatile markets

ASIC analysis of markets during the COVID-19 period has revealed a substantial increase in retail activity across the securities market, as well as ...

4 May 2020 MEDIA RELEASE
20-101MR Olive Financial Markets Pty Ltd director banned from financial services, AFSL cancellation stayed pending AAT review

ASIC has cancelled the Australian financial services (AFS) licence of Olive Financial Markets Pty Ltd (Olive) following concerns that it had not ...

30 April 2020 MEDIA RELEASE
20-100MR ASIC bans financial advisers

ASIC has adopted a practice of issuing combined media releases about administrative action. There is no relationship between the matters or the ...

29 April 2020 MEDIA RELEASE
20-099MR ASIC enforcement update July to December 2019

ASIC has today released its enforcement update report for the period 1 July 2019 to 31 December 2019. A copy of the report - outlining key actions ...

24 April 2020 MEDIA RELEASE
20-098MR ASIC obtains orders to wind up two financial services companies

The Federal Court of Australia in Melbourne has ordered that Audrn Group Pty Ltd (Audrn) and Optima Lending Solutions Pty Ltd (Optima) be wound up. ...

Last updated: 10/08/2024 11:23