91AV

ASIC has imposed additional conditions on the Australian financial services (AFS) licence of BGC Securities (Australia) (BGC) to ensure that BGC had ...

ASIC has banned Adelaide financial adviser Adrian John Cassidy from providing financial services for six years. ASIC found Mr Cassidy acted ...

ASIC has cancelled the Australian financial services (AFS) licence of Melbourne-based responsible entity Australian Cricket Bat Willow Plantation ...

ASIC has permanently banned former financial advisor Nicholas Ellis, of Valentine, NSW, from providing financial services and engaging in credit ...

Former Queensland director Jonathan William Parker, of New Beith, has been convicted and jailed after pleading guilty to fraud. Mr Parker appeared ...

ASIC has suspended the Australian financial services (AFS) licence of Global Merces Funds Management Ltd (Global Merces) for a period of six months, ...

ASIC has suspended the Australian financial services (AFS) licences of Sydney-based financial services providers Theta Asset Management Ltd and ...

On 13 December 2019, a liquidator disciplinary Committee decided that the registration of registered liquidator Trajan John Kukulovski of Chan & ...

ASIC has released a consultation paper on a proposal to formalise its policy on share transfers made under s444GA of the Corporations Act. ASIC will ...

ASIC has disqualified Mr Darren Russel Herft, of Sanctuary Cove, Queensland, from managing corporations for a period of two years. The ...