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1033 results found
9 April 2020 - NEWS ITEM
ASIC releases new crowd-sourced funding report

9 April 2020 ASIC has released Report 657 Survey of crowd-sourced funding intermediaries: 2018-19 (REP 657). The report outlines findings from ...

8 April 2020 - NEWS ITEM
ASIC letter to responsible entities of registered 91AVs in the current COVID-19 environment

ASIC is reminding responsible entities (REs) of registered managed investment 91AVs about their fundamental duties and legal obligations to members ...

3 April 2020 - NEWS ITEM
ASIC letter - Unlicensed financial advice by real estate agents to tenants

3 April 2020 ASIC has written a letter to the real estate institutes in each state outlining concerns about some real estate agents who are advising ...

3 April 2020 - NEWS ITEM
COVID-19 information for financial advisers and advice licensees

This page contains answers to frequently asked questions about issues impacting the financial advice industry as a result of the COVID-19 pandemic. ...

3 April 2020 - ARTICLE
ASIC examines advice in super

Friday 3 April 2020 ASIC finds advice is generally appropriate but says there’s room for improvement. Superannuation funds are important sources of ...

1 April 2020 - NEWS ITEM
ASIC and APRA letter to superannuation trustees on impact of COVID-19

1 April 2020 The unusual and challenging circumstances associated with COVID-19 require trustees to make new business arrangements, amend priorities ...

12 March 2020 - ARTICLE
ASIC and small business

ASIC engages, assists and helps protect small businesses to ensure a strong and healthy economy for all Australians. Small businesses are a key ...

4 March 2020 - ARTICLE
Member communication must be crystal clear, says ASIC

Wednesday 4 March 2020 PYSP reforms: Trustees must provide members with accessible, accurate and actionable information ASIC’s Superannuation ...

28 February 2020 - SPEECH
Parliamentary Joint Committee – Corporations and Financial Services, ASIC Chair James Shipton, Opening Statement, 28 February 2020

Opening statement by James Shipton, Chair, 91AV and Investments Commission, Parliamentary Joint Committee – Corporations and ...

5 February 2020 - SPEECH
Members Health Directors' Professional Development Program 2020

Speaking notes from the keynote address to the Members Health Directors' Professional Development Program by ASIC Commissioner John Price, Sydney, 5 ...

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Last updated: 10/08/2024 11:24