91AV

The Federal Court of Australia has found Dover Financial Advisers Pty Ltd (Dover) engaged in false, misleading or deceptive conduct. The conduct in ...

ASIC has banned Paul Nielsen, a former director of Endeavour Securities (Australia) Ltd (Endeavour) and Linchpin Capital Group Ltd (Linchpin), from ...

As announced on 14 November 2019, ASIC has taken action to provide certainty to Australian financial services (AFS) licensees that they will not be ...

ASIC notes the decision by Eco Energy Group Limited (Eco Energy) to devalue its intellectual property assets by $49.6 million as a prior period error ...

ASIC has banned financial adviser Jihad Soleiman, of Wollert, Victoria from providing financial services for six years. Mr Soleiman was an authorised ...

ASIC has banned Perth-based financial adviser Lawrence O’Neill from providing financial services for four years. This follows an ASIC surveillance ...

Former Western Sydney NAB branch manager, Mathew Alwan, has been sentenced to 12 months imprisonment to be served by way of Intensive Corrections ...

Following concerns raised by ASIC about unfair telephone sales of life insurance, The Colonial Mutual Life Assurance Society Limited (trading as ...

The Colonial Mutual Life Assurance Society Limited, trading as CommInsure, has today pleaded guilty to 87 counts of offering to sell insurance ...

Keith John Lemon of The Entrance, NSW, has been disqualified by ASIC from managing companies for the maximum period of five years. Mr Lemon was ...