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ASIC has disqualified Ms Joanne Jennifer Pellew (also known as Pellew-Hajinoor), of Ascot, WA, from managing companies for five years. Ms Pellew was ...
ASIC has disqualified Mr Kenneth Wen Hsi Lee, of Lurnea, New South Wales, from managing corporations for a period of two years. Mr Lee was a former ...
ASIC has taken action to provide certainty to Australian financial services (AFS) licensees that they will not be in breach of the law because their ...
ASIC has provided guidance to assist companies meet their obligation to have a whistleblower policy. As part of the corporate sector whistleblower ...
Former pre-insolvency adviser John Narramore has been sentenced to four and a half years in prison, with a non-parole period of 20 months, at ...
On 7 November 2019, as part of the Commonwealth’s Serious Financial Crime Taskforce’s efforts, ASIC filed an application with the Federal Court ...
ASIC has cancelled the Australian financial services (AFS) licence of Warrnambool-based responsible entity, Southern Mortgages Ltd (SML), for failure ...
ASIC has banned Mr Tim Zheng, the director of Element Finance Group Pty Ltd (EFG), a West Australian mortgage broking company, from engaging in ...
ASIC has banned former Sydney-based financial adviser Adrian Khaw from providing financial services for four years. This follows an ASIC ...
ASIC has banned Queensland financial adviser Mark Alexander Rothnie for three years for failing to act in the best interests of his clients and for ...
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